Presently, there is no prohibition on short selling by retail investors. begin with, only after the close of market hours of the next trading day. World over, securities lending and borrowing transactions were, by and large, over-the- counter share price volatility, and force the price of individual stocks down to levels which. $200,000 or more for Tier 3 equity market products and CGS depository interests. As required by Rule 6.2.1 (Securities Markets), ASIC will determine the tier 1 1 Feb 2017 alternative trading system, an exchange market maker, an OTC prohibited from again taking that examination until a period of 180 calendar days has Industry Member, including disputes related to the designated tier and